-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CwtxULkZGCDxkidgYK4D9lA8EOJZrjawQrM+yZwf9JCd8GxHyRyR+d9yEJc3WHak WcilIEmYSPx4WB9RDte+Kg== 0000884300-00-000009.txt : 20000203 0000884300-00-000009.hdr.sgml : 20000203 ACCESSION NUMBER: 0000884300-00-000009 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000202 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CONCEPTUS INC CENTRAL INDEX KEY: 0000896778 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 973170244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49585 FILM NUMBER: 520187 BUSINESS ADDRESS: STREET 1: 1021 HOWARD AVE CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 4158027240 MAIL ADDRESS: STREET 1: 1021 HOWARD AVENUE CITY: SAN CARLOS STATE: CA ZIP: 94070 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PERKINS CAPITAL MANAGEMENT INC ET AL CENTRAL INDEX KEY: 0000884300 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 411501962 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391-1769 BUSINESS PHONE: 6124738367 MAIL ADDRESS: STREET 1: 730 EAST LAKE STREET CITY: WAYZATA STATE: MN ZIP: 55391 SC 13G 1 CPTI13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __3__)* Conceptus, Incorporated - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock - ------------------------------------------------------------------------------ (Title of Class of Securities) 206016-10-7 - ------------------------------------------------------------------------------ (CUSIP Number) December 31, 1999 - ------------------------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) /_/ Rule 13d-1(c) /_/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) Page 1 of 5 pages CUSIP No. 206016-10-7 13G Page 2 of 5 pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF THE ABOVE PERSON Perkins Capital Management, Inc. IRS ID No.: 41-1501962 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /_/ (b) /_/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION 730 East Lake Street, Wayzata, MN 55391-1769 NUMBER OF SHARES 5 SOLE VOTING POWER 991,700 BENEFICIALLY OWNED 6 SHARED VOTING POWER 0 BY EACH REPORTING 7 SOLE DISPOSITIVE POWER 1,644,500 PERSON WITH 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,644,500 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.1% 12 TYPE OF REPORTING PERSON* IA SEC 1745 (2/92) Page 2 of 5 pages CUSIP No. 206016-10-7 13G Page 3 of 5 pages Item 1. (a) Name of Issuer Conceptus, Incorporated (b) Address of Issuer's Pricipal Executive Offices 1021 Howard Avenue, San Carlos, CA 94070 Item 2. (a) Name of Person Filing Perkins Capital Management, Inc. (b) Address of Principal Business Office or, if none, residence 730 East Lake Street Wayzata, MN 55391-1769 (c) Citizenship Minnesota Corporation (d) Title of Class of Securities Common Stock (e) CUSIP Number 206016-10-7 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) /_/ Broker or Dealer registered under Section 15 of the Act (b) /_/ Bank as defined in section 3 (a) (6) of the Act (c) /_/ Insurance Company as defined in section 3 (a) (6) of the Act (d) /_/ Investment Company registered under section 8 of the Investment Company Act. (e) /X/ Investment Adviser registered under section 203 of the Investment Advisers act of 1940 (f) /_/ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1 (b) (1) (ii) (F) (g) /_/ Parent Holding Company, in accordance with 240.13d-1 (b) (ii) (G) (Note: See Item 7) SEC 1745 (2/92) Page 3 of 5 pages CUSIP No. 206016-10-7 13G Page 4 of 5 pages (h) /_/ Group, in accordance with 240.13d-1(b) (1) (ii) (H) Item 4. Ownership If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned 1,644,500 (b) Percent of Class 17.1% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 991,700 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 1,644,500 (iv) shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of more than Five Percent on Behalf of Another Person. None Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company None Item 8. Identification and Classification of Members of the Group None Item 9. Notice of Dissolution of Group None SEC 1745 (2/92) Page 4 of 5 pages CUSIP No. 206016-10-7 13G Page 5 of 5 pages Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 31, 2000 - ---------------------------------------- Date By /s/ Richard C. Perkins - ---------------------------------------- Signature Richard C. Perkins, VP/Portfolio Manager - ---------------------------------------- Name/Title SEC 1745 (2/92) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----